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<HTML>
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<HEAD>
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    <TITLE>  Two-Level Tree Structure for Fast Pointer Lookup</TITLE>
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    <AUTHOR> Hans-J. Boehm, Silicon Graphics (now at HP)</author>
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</HEAD>
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<BODY>
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<H1>Two-Level Tree Structure for Fast Pointer Lookup</h1>
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<P>
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The conservative garbage collector described
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<A HREF="http://www.hpl.hp.com/personal/Hans_Boehm/gc/">here</a>
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uses a 2-level tree
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data structure to aid in fast pointer identification.
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This data structure is described in a bit more detail here, since
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<OL>
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<LI> Variations of the data structure are more generally useful.
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<LI> It appears to be hard to understand by reading the code.
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<LI> Some other collectors appear to use inferior data structures to
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solve the same problem.
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<LI> It is central to fast collector operation.
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</ol>
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A candidate pointer is divided into three sections, the <I>high</i>,
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<I>middle</i>, and <I>low</i> bits.  The exact division between these
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three groups of bits is dependent on the detailed collector configuration.
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<P>
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The high and middle bits are used to look up an entry in the table described
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here.  The resulting table entry consists of either a block descriptor
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(<TT>struct hblkhdr *</tt> or <TT>hdr *</tt>)
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identifying the layout of objects in the block, or an indication that this
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address range corresponds to the middle of a large block, together with a
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hint for locating the actual block descriptor.  Such a hint consist
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of a displacement that can be subtracted from the middle bits of the candidate
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pointer without leaving the object.
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<P>
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In either case, the block descriptor (<TT>struct hblkhdr</tt>)
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refers to a table of object starting addresses (the <TT>hb_map</tt> field).
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The starting address table is indexed by the low bits if the candidate pointer.
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The resulting entry contains a displacement to the beginning of the object,
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or an indication that this cannot be a valid object pointer.
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(If all interior pointer are recognized, pointers into large objects
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are handled specially, as appropriate.)
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<H2>The Tree</h2>
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<P>
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The rest of this discussion focuses on the two level data structure
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used to map the high and middle bits to the block descriptor.
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<P>
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The high bits are used as an index into the <TT>GC_top_index</tt> (really
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<TT>GC_arrays._top_index</tt>) array.  Each entry points to a
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<TT>bottom_index</tt> data structure.  This structure in turn consists
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mostly of an array <TT>index</tt> indexed by the middle bits of
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the candidate pointer.  The <TT>index</tt> array contains the actual
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<TT>hdr</tt> pointers.
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<P>
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Thus a pointer lookup consists primarily of a handful of memory references,
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and can be quite fast:
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<OL>
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<LI> The appropriate <TT>bottom_index</tt> pointer is looked up in
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<TT>GC_top_index</tt>, based on the high bits of the candidate pointer.
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<LI> The appropriate <TT>hdr</tt> pointer is looked up in the
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<TT>bottom_index</tt> structure, based on the middle bits.
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<LI> The block layout map pointer is retrieved from the <TT>hdr</tt>
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structure.  (This memory reference is necessary since we try to share
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block layout maps.)
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<LI> The displacement to the beginning of the object is retrieved from the
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above map.
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</ol>
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<P>
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In order to conserve space, not all <TT>GC_top_index</tt> entries in fact
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point to distinct <TT>bottom_index</tt> structures.  If no address with
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the corresponding high bits is part of the heap, then the entry points
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to <TT>GC_all_nils</tt>, a single <TT>bottom_index</tt> structure consisting
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only of NULL <TT>hdr</tt> pointers.
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<P>
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<TT>Bottom_index</tt> structures contain slightly more information than
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just <TT>hdr</tt> pointers.  The <TT>asc_link</tt> field is used to link
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all <TT>bottom_index</tt> structures in ascending order for fast traversal.
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This list is pointed to be <TT>GC_all_bottom_indices</tt>.
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It is maintained with the aid of <TT>key</tt> field that contains the
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high bits corresponding to the <TT>bottom_index</tt>.
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<H2>64 bit addresses</h2>
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<P>
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In the case of 64 bit addresses, this picture is complicated slightly
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by the fact that one of the index structures would have to be huge to
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cover the entire address space with a two level tree.  We deal with this
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by turning <TT>GC_top_index</tt> into a chained hash table, instead of
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a simple array.  This adds a <TT>hash_link</tt> field to the
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<TT>bottom_index</tt> structure.
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<P>
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The "hash function" consists of dropping the high bits.  This is cheap to
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compute, and guarantees that there will be no collisions if the heap
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is contiguous and not excessively large.
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<H2>A picture</h2>
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<P>
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The following is an ASCII diagram of the data structure.
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This was contributed by Dave Barrett several years ago.
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<PRE>
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                Data Structure used by GC_base in gc3.7:
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                              21-Apr-94
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    63                  LOG_TOP_SZ[11]  LOG_BOTTOM_SZ[10]   LOG_HBLKSIZE[13]
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   +------------------+----------------+------------------+------------------+
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 p:|                  |   TL_HASH(hi)  |                  |   HBLKDISPL(p)   |
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   +------------------+----------------+------------------+------------------+
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    \-----------------------HBLKPTR(p)-------------------/
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    \------------hi-------------------/
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                      \______ ________/ \________ _______/ \________ _______/
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                             V                   V                  V
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                             |                   |                  |
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           GC_top_index[]    |                   |                  |
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 ---      +--------------+   |                   |                  |
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  ^       |              |   |                   |                  |
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  |       |              |   |                   |                  |
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 TOP      +--------------+<--+                   |                  |
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 _SZ   +-<|      []      | *                     |                  |
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(items)|  +--------------+  if 0 < bi< HBLKSIZE  |                  |
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  |    |  |              | then large object     |                  |
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  |    |  |              | starts at the bi'th   |                  |
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  v    |  |              | HBLK before p.        |             i    |
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 ---   |  +--------------+                       |          (word-  |
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       v                                         |         aligned) |
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   bi= |GET_BI(p){->hash_link}->key==hi          |                  |
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       v                                         |                  |
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       |   (bottom_index)  \ scratch_alloc'd     |                  |
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       |   ( struct  bi )  / by get_index()      |                  |
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 ---   +->+--------------+                       |                  |
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  ^       |              |                       |                  |
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  ^       |              |                       |                  |
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 BOTTOM   |              |   ha=GET_HDR_ADDR(p)  |                  |
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_SZ(items)+--------------+<----------------------+          +-------+
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  |   +--<|   index[]    |                                  |
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  |   |   +--------------+                      GC_obj_map: v
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  |   |   |              |              from      / +-+-+-----+-+-+-+-+  ---
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  v   |   |              |              GC_add   < 0| | |     | | | | |   ^
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 ---  |   +--------------+             _map_entry \ +-+-+-----+-+-+-+-+   |
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      |   |   asc_link   |                          +-+-+-----+-+-+-+-+ MAXOBJSZ
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      |   +--------------+                      +-->| | |  j  | | | | |  +1
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      |   |     key      |                      |   +-+-+-----+-+-+-+-+   |
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      |   +--------------+                      |   +-+-+-----+-+-+-+-+   |
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      |   |  hash_link   |                      |   | | |     | | | | |   v
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      |   +--------------+                      |   +-+-+-----+-+-+-+-+  ---
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      |                                         |   |<--MAX_OFFSET--->|
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      |                                         |         (bytes)
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HDR(p)| GC_find_header(p)                       |   |<--MAP_ENTRIES-->|
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      |                           \ from        |    =HBLKSIZE/WORDSZ
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      |    (hdr) (struct hblkhdr) / alloc_hdr() |    (1024 on Alpha)
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      +-->+----------------------+              |    (8/16 bits each)
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GET_HDR(p)| word   hb_sz (words) |              |
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          +----------------------+              |
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          | struct hblk *hb_next |              |
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          +----------------------+              |
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          |mark_proc hb_mark_proc|              |
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          +----------------------+              |
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          | char * hb_map        |>-------------+
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          +----------------------+
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          | ushort hb_obj_kind   |
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          +----------------------+
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          |   hb_last_reclaimed  |
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 ---      +----------------------+
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  ^       |                      |
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 MARK_BITS|       hb_marks[]     | *if hdr is free, hb_sz + DISCARD_WORDS
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_SZ(words)|                      |  is the size of a heap chunk (struct hblk)
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  v       |                      |  of at least MININCR*HBLKSIZE bytes (below),
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 ---      +----------------------+  otherwise, size of each object in chunk.
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Dynamic data structures above are interleaved throughout the heap in blocks of
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size MININCR * HBLKSIZE bytes as done by gc_scratch_alloc which cannot be
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freed; free lists are used (e.g. alloc_hdr).  HBLK's below are collected.
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              (struct hblk)
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 ---      +----------------------+ < HBLKSIZE ---         ---          DISCARD_
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  ^       |garbage[DISCARD_WORDS]|   aligned   ^           ^ HDR_BYTES WORDS
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  |       |                      |             |           v (bytes)   (words)
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  |       +-----hb_body----------+ < WORDSZ    |          ---   ---
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  |       |                      |   aligned   |           ^     ^
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  |       |      Object 0        |             |           hb_sz |
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  |       |                      |           i |(word-    (words)|
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  |       |                      |      (bytes)|aligned)   v     |
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  |       + - - - - - - - - - - -+ ---         |          ---    |
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  |       |                      |  ^          |           ^     |
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  n *     |                      |  j (words)  |          hb_sz BODY_SZ
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 HBLKSIZE |      Object 1        |  v          v           |   (words)
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 (bytes)  |                      |---------------          v   MAX_OFFSET
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  |       + - - - - - - - - - - -+                        ---  (bytes)
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  |       |                      | !All_INTERIOR_PTRS      ^     |
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  |       |                      | sets j only for       hb_sz   |
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  |       |      Object N        | valid object offsets.   |     |
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  v       |                      | All objects WORDSZ      v     v
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 ---      +----------------------+ aligned.               ---   ---
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DISCARD_WORDS is normally zero.  Indeed the collector has not been tested
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with another value in ages.
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</pre>
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</body>

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